NISM Professor

Fit and proper person test

Regulation 6's test of financial integrity, competence, solvency, and the absence of disqualifying convictions or economic-offence proceedings — applied to the applicant and, for a non-individual, its key personnel and…

This one is not written up yet

The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.

Where this is taught

Free preparation for NISM Series XVII
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