Registration fees
A non-refundable application fee of Rs. 20,000 with the application in Form A of Schedule I; a registration fee of Rs. 6 lakh payable within fifteen days of SEBI's intimation; and Rs. 2.7 lakh every three years from the…
This one is not written up yet
The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.
Written up from the same chapter
- Code of conductThe conduct obligations a broker accepts as a condition of registration — integrity, due skill and care, no manipulation, and a specific list of duties owed to the client and to other brokers.
- Regulatory sandboxA SEBI framework letting registered market participants live-test FinTech innovations with a limited set of customers, for a limited period, under the regulator's supervision.
Where this is taught
Free preparation for NISM Series II-B← All terms