NISM Professor

Sanctions look-through

The screening of the applicant and any underlying investor contributing 25% or more of the corpus, or identified on the basis of control, against the UN Security Council Sanctions List and FATF-flagged jurisdictions.

This one is not written up yet

The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.

Where this is taught

Free preparation for NISM Series VI
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