Stolen, counterfeit or fraudulently issued securities
Selling, dealing in or pledging stolen, counterfeit or fraudulently issued securities, whether physical or dematerialised, is a deemed manipulative, fraudulent or unfair trade practice — unless the person was a holder…
This one is not written up yet
The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.
Written up from the same chapter
Where this is taught
Free preparation for NISM Series III-A← All terms