Distributor Agreement
The contract making the distributor a service provider for the AIF, executed bipartite between the fund and the distributor or tripartite with the investment management company as well, remunerated through marketing…
This one is not written up yet
The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.
Written up from the same chapter
- In-person verificationThe mandatory step in which an authorised official physically confirms that the person opening the account is the person in the KYC documents, and records who did it, when, and in what capacity.
- Structured digital databaseThe tamper-evident internal register every handler of unpublished price sensitive information must maintain, recording the nature of the information and the PAN of everyone who shared it and received it.
Where this is taught
Free preparation for NISM Series XIX-A← All terms