LODR one-lakh rule
A listed entity may appoint a share transfer agent or manage the facility in-house, but once its total number of security holders exceeds 1 lakh it must either register with SEBI as a Category II share transfer agent or…
This one is not written up yet
The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.
Written up from the same chapter
- Code of conductThe conduct obligations a broker accepts as a condition of registration — integrity, due skill and care, no manipulation, and a specific list of duties owed to the client and to other brokers.
- Regulatory sandboxA SEBI framework letting registered market participants live-test FinTech innovations with a limited set of customers, for a limited period, under the regulator's supervision.
Where this is taught
Free preparation for NISM Series II-B← All terms