Access person
Under the SEC code of ethics, a person who must report securities holdings on becoming an access person and at least annually thereafter, report all personal securities transactions at least quarterly to the Chief…
This one is not written up yet
The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.
Written up from the same chapter
Where this is taught
Free preparation for NISM Series X-A← All terms