NISM Professor

Model Code of Conduct

The twenty-one clause code for Category III AIF distributors, read with the Code of Conduct in the SEBI (AIF) Regulations, covering regulatory adherence, PPM familiarity, risk disclosure, suitability, commission…

This one is not written up yet

The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.

Written up from the same chapter

Where this is taught

Free preparation for NISM Series XIX-B
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