RTA inter-operable platform
A platform developed jointly by all RTAs providing a user-friendly interface for mutual fund purchases, redemptions and switches; initiation and tracking of service requests such as changes of email, contact number or…
This one is not written up yet
The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.
Written up from the same chapter
- Code of conductThe conduct obligations a broker accepts as a condition of registration — integrity, due skill and care, no manipulation, and a specific list of duties owed to the client and to other brokers.
- Regulatory sandboxA SEBI framework letting registered market participants live-test FinTech innovations with a limited set of customers, for a limited period, under the regulator's supervision.
Where this is taught
Free preparation for NISM Series II-B← All terms