NISM Professor

Customer risk assessment

A risk-based assessment of every customer, completed before customer due diligence for new customers, using risks identified in the business risk assessment, and producing a rating of high, medium or low proportionate…

This one is not written up yet

The definition above is the short version. A full explanation — how it works, a worked example and the exam traps — is still being written. In the meantime the chapter below covers it in context.

Written up from the same chapter

Where this is taught

Free preparation for NISM Series IFSCA-01

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